Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Newman is a financial advisor with over 28 years of experience in the industry. Richard is currently affiliated with A.g.p. / Alliance Global Partners, a firm with over 238 registered representatives, located in Boca Raton, Florida. Richard offers financial planning and portfolio management services to a wide range of clients, including individuals, corporations, and pooled investment vehicles. Richard is also a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
FL
12/10/2021 - Present
A.g.p. / Alliance Global Partners (Boca Raton FL)
FL
09/09/2014 - 12/31/2021
SPEARHEAD CAPITAL, LLC (Boca Raton FL)
GA
12/03/2012 - 12/18/2013
MERCAP SECURITIES, LLC (ATLANTA GA)
FL
08/06/2013 - 12/06/2013
WELCOME LIFE SECURITIES, LLC (BOCA RATON FL)
FL
01/04/2006 - 11/30/2012
REGAL SECURITIES, INC. (DEERFIELD BEACH FL)
MO
10/07/2004 - 01/03/2006
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
NY
06/16/2000 - 10/13/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
05/07/1996 - 06/07/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
12/20/1993 - 04/10/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/20/1993 - 04/10/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
11/22/1992 - 12/02/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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