Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Marrone is an Investment Advisor Representative at 1919 Investment Counsel, LLC in Charlotte, NC. Richard has been in the financial services industry since 2010. Previously Richard was employed by Stifel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC, and Advisors Asset Management, Inc. Richard holds the Series 66, Series 53, Series 52TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Nondiscretionary investment advice and certain family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Asset-based fees for nondiscretionary model advice
1
2
NC
12/18/2022 - Present
1919 Investment Counsel, LLC (Charlotte NC)
NC
06/24/2015 - 01/03/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLOTTE NC)
CA
03/01/2012 - 06/10/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
03/22/2011 - 03/01/2012
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NC
11/04/2010 - 03/29/2011
ADVISORS ASSET MANAGEMENT, INC. (CHARLOTTE NC)
BOTH
Issued 12/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Richard Marrone is the right advisor for you? Invested Better is here to help.
