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Richard Keith Brown

Summit Global Investments, LLC

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About Richard Keith Brown

Richard Keith Brown is a financial advisor at Summit Global Investments, LLC, and has been in the industry since 2003. Richard has a Series 63 and Series 65 license and also holds the Series 6 and Series 6TO licenses. Richard has experience working with individuals, businesses, and investment companies and specializes in providing financial planning and investment advice.

Firm Information

Richard Brown is currently registered with Summit Global Investments, LLC. Summit Global Investments, LLC is an investment advisor based in Bountiful, Utah. They provide financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. The firm also offers analytical services and manages approximately $2 billion in assets for over 6,100 clients.
Summit Global Investments, LLC

620 SOUTH MAIN STREET

BOUNTIFUL, UT 84010

$2.03B

Assets Under Management

Not reported

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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analytical services.

Analytical services.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Richard Brown’s Registration & Firm History

UT

10/23/2023 - Present

Summit Global Investments, LLC (BOUNTIFUL UT)

CO

05/25/2022 - 10/04/2023

TRANSAMERICA FINANCIAL ADVISORS, INC (GUNNISON CO)

GA

05/01/2003 - 12/31/2003

WORLD GROUP SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 02/07/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/20/2021

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Keith Brown.
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