Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Berry is a financial professional with over 17 years of experience in the financial services industry. Richard is currently registered with Charles Schwab & CO., Inc. and holds the Series 3, 6, 7, and 66 licenses and is also a Certified Financial Planner. Richard has previously worked for various firms, including Fidelity Brokerage Services LLC, First Financial Equity Corporation, Resource Securities LLC, and Leader Capital Corp. Richard's experience spans across a variety of financial services areas, including investment advisory, brokerage, and distribution.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
08/31/2022 - Present
Charles Schwab & CO., Inc. (Tampa FL)
IL
05/01/2020 - 08/01/2022
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
AZ
02/03/2020 - 04/22/2020
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
PA
02/27/2019 - 12/10/2019
RESOURCE SECURITIES LLC (PHILADELPHIA PA)
WA
04/23/2018 - 02/26/2019
LEADER CAPITAL CORP. (VANCOUVER WA)
IL
10/22/2014 - 02/16/2018
LICCAR SECURITIES, LLC (Chicago IL)
NE
11/27/2012 - 10/17/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IL
01/24/2008 - 10/25/2012
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
NY
02/06/2007 - 01/22/2008
NYLIFE SECURITIES LLC (NEW YORK NY)
IL
10/11/2005 - 01/10/2007
FORESTERS EQUITY SERVICES, INC. (SCHAUMBURG IL)
WI
04/11/2005 - 10/12/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 07/20/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/09/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Richard Berry is the right advisor for you? Invested Better is here to help.
