Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kayser Parker is a financial advisor with Raymond James & Associates, Inc. with over 50 years of experience in the industry. Richard has a strong background in both brokerage and investment advisory services. Richard holds Series 7, 63, and 24 securities licenses, and is registered in 27 states and territories. In addition to providing investment advice, Richard also has experience in rental real estate and antiques.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (New York NY)
NY
05/07/2008 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/04/1984 - 05/20/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
07/13/1978 - 09/28/1984
BECKER PARIBAS INCORPORATED
NA
11/22/1977 - 11/19/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
11/02/1977 - 07/13/1978
BECKER SECURITIES INCORPORATED
NA
05/21/1973 - 11/22/1977
FAULKNER, DAWKINS & SULLIVAN INC.
NA
08/07/1972 - 06/03/1973
OPPENHEIMER & CO., INC.
NA
10/22/1969 - 09/07/1972
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 08/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/1979
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1977
PC - AMEX Put and Call Exam
BC
Issued 10/21/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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