Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pugmire is a financial advisor currently registered with MGI Funds Distributors, LLC, a firm based in Salt Lake City, Utah. Richard is licensed in 52 states and holds the Series 7, Series 7TO, Series 63 and Series 24 licenses, along with the SIE exam. Prior to joining MGI Funds Distributors, LLC, Richard worked at Ford Financial Services, Inc. in Dearborn, Michigan, and Harris Investor Services LLC in Jersey City, New Jersey. Richard is a seasoned financial professional with over 20 years of experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
12/21/2022 - Present
MGI Funds Distributors, LLC (Salt Lake City UT)
UT
06/13/2022 - 12/15/2022
MGI FUNDS DISTRIBUTORS, LLC (Salt Lake City UT)
MI
03/18/2005 - 12/31/2006
FORD FINANCIAL SERVICES, INC. (DEARBORN MI)
NJ
09/18/2000 - 05/06/2003
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
BC
Issued 10/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/06/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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