Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Poole is a financial advisor with over 29 years of experience in the financial services industry. Richard is currently registered with Edward Jones and has been with the firm since December 2023. Prior to that, Richard was with Hartford Investment Financial Services, LLC. Richard holds a Series 7 and Series 63 license as well as the SIE exam and is a Certified Financial Planner. Richard is registered in 21 states including Arizona, Colorado, Connecticut, Florida, Illinois, Indiana, Maryland, Michigan, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
12/13/2023 - Present
Edward Jones (SOUTH ELGIN IL)
PA
12/03/2012 - 12/13/2023
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
CT
02/03/2004 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
PA
08/22/1996 - 02/03/2004
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NA
09/11/1994 - 08/02/1996
PENN SQUARE MANAGEMENT CORPORATION
NY
11/29/1993 - 07/15/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 08/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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