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Richard K Breen

Bankers Life Advisory Services, Inc.

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About Richard K Breen

Richard Breen is an active investment advisor representative at Bankers Life Advisory Services, Inc. based in Charlotte, NC. Richard has been in the industry since 2006 and holds a Series 6, Series 7, Series 24, Series 63 and Series 66 license. Richard Breen has previous experience at PROEQUITIES, INC. and UVEST FINANCIAL SERVICES GROUP, INC.. Richard Breen is registered with the state of North Carolina and has been active in the industry for at least 17 years.

Firm Information

Richard Breen is currently registered with Bankers Life Advisory Services, Inc.. Bankers Life Advisory Services, Inc. is a Chicago, IL-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management for individuals and pension and profit-sharing plans. They also offer selection of other advisors and participate in wrap fee programs.
Bankers Life Advisory Services, Inc.

303 E. WACKER DRIVE

CHICAGO, IL 60601

$1.49B

Assets Under Management

Not reported

Total Clients

409

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Non-discretionary investment consulting services

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Richard Breen’s Registration & Firm History

NC

07/01/2016 - Present

Bankers Life Advisory Services, Inc. (CHARLOTTE NC)

NC

06/16/2010 - 05/26/2016

PROEQUITIES, INC. (CHARLOTTE NC)

NC

06/28/2006 - 05/28/2010

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 09/28/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/14/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2010

Series 7 - General Securities Representative Examination

BC

Issued 06/27/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard K Breen.
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