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Richard Justin Palmer

First Brokers Securities LLC

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About Richard Justin Palmer

Richard Justin Palmer is a financial advisor with over 23 years of experience in the industry. Richard has been registered with First Brokers Securities LLC since October 2018. Before that, Richard was with BGC FINANCIAL, L.P. in Palm Beach Gardens, FL and First Brokers Securities LLC in Jersey City, NJ. Richard has held licenses in Florida, New Jersey and New York. Richard has passed the Series 63, Series 24, SIE and Series 7 exams.

Firm Information

Richard Palmer is currently registered with First Brokers Securities LLC. First Brokers Securities LLC is a Limited Liability Company formed in November 2003. The firm is registered with the Securities and Exchange Commission and in 7 states, including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Palmer’s Registration & Firm History

FL

10/11/2018 - Present

First Brokers Securities LLC (Juno Beach FL)

FL

07/20/2011 - 07/03/2018

BGC FINANCIAL, L.P. (Palm Beach Gardens FL)

NJ

04/24/1996 - 07/26/2011

FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)

NY

03/14/1995 - 10/16/1995

CEDAR STREET SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/02/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2018

Series 24 - General Securities Principal Examination

BC

Issued 07/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Justin Palmer.
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