Unclaimed
Richard Justin Palmer is a financial advisor with over 23 years of experience in the industry. Richard has been registered with First Brokers Securities LLC since October 2018. Before that, Richard was with BGC FINANCIAL, L.P. in Palm Beach Gardens, FL and First Brokers Securities LLC in Jersey City, NJ. Richard has held licenses in Florida, New Jersey and New York. Richard has passed the Series 63, Series 24, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/11/2018 - Present
First Brokers Securities LLC (Juno Beach FL)
FL
07/20/2011 - 07/03/2018
BGC FINANCIAL, L.P. (Palm Beach Gardens FL)
NJ
04/24/1996 - 07/26/2011
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NY
03/14/1995 - 10/16/1995
CEDAR STREET SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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