Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Caccamise is a financial advisor with over 30 years of experience in the industry. Richard is registered with Raymond James & Associates, Inc. and has been with the firm since January 1998. Richard is licensed to provide financial advice in 52 states and is also a Registered Investment Advisor in Florida and Texas. Richard has a wide range of experience in financial planning, portfolio management, and pension consulting. Richard is also actively involved in the real estate industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/18/2015 - Present
Raymond James & Associates, Inc. (Fort Lauderdale FL)
NY
03/08/1994 - 01/14/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/22/1993 - 01/07/1994
DUKE & CO., INC. (NEW YORK NY)
NY
12/18/1992 - 04/20/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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