Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Whitelock is a financial advisor currently associated with Raymond James Financial Services Advisors, Inc. based in Emmaus, Pennsylvania. Richard has been in the financial services industry since January 30, 2013, and has experience with MML Investors Services, LLC and NYLIFE Securities LLC. Richard is registered with the state of Pennsylvania as a registered representative and an investment advisor representative. Richard is also registered in Maryland as a registered representative. Richard holds the Series 6, 7TO, 26, 63 and 66 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
09/06/2024 - Present
Raymond James Financial Services Advisors, Inc. (Emmaus PA)
PA
04/30/2019 - 06/16/2023
MML INVESTORS SERVICES, LLC (CENTER VALLEY PA)
PA
01/18/2013 - 04/16/2019
NYLIFE SECURITIES LLC (WAYNE PA)
BOTH
Issued 05/25/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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