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Richard Joseph Travers

Chimera Securities, LLC

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About Richard Joseph Travers

Richard Travers is a financial professional with over 20 years of experience in the industry. Richard is currently registered with Chimera Securities, LLC, which is based in New York, NY. Before working at Chimera Securities, LLC, Richard was employed by Assent LLC in Boston, MA, and Bolingbrook, IL, EchoTrade LLC in Phoenix, AZ, Trillium Trading LLC in New York, NY, and Heartland Securities Corp. in Edison, NJ. Richard holds Series 7, 24, 55, 57TO and SIE licenses.

Firm Information

Richard Travers is currently registered with Chimera Securities, LLC. Chimera Securities, LLC is a Limited Liability Company formed in 2008. The firm has been approved for registration with the SEC and has 7 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Travers’s Registration & Firm History

NY

03/17/2011 - Present

Chimera Securities, LLC (NEW YORK NY)

MA

04/10/2008 - 01/15/2010

ASSENT LLC (BOSTON MA)

IL

03/12/2008 - 03/17/2008

ASSENT LLC (BOLINGBROOK IL)

IL

11/15/2006 - 04/10/2007

ASSENT LLC (BOLINGBROOK IL)

AZ

04/26/2006 - 11/28/2006

ECHOTRADE LLC (PHOENIX AZ)

NY

06/02/2003 - 01/23/2006

TRILLIUM TRADING LLC (NEW YORK NY)

NJ

10/06/2000 - 06/04/2003

HEARTLAND SECURITIES CORP. (EDISON NJ)

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Licenses & Designations

BC

Issued 07/02/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Joseph Travers.
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