Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Stockheimer is a financial advisor with over 28 years of experience in the financial services industry. Richard is a registered representative of Equitable Advisors, LLC and holds Series 6, 7, 63, and 65 licenses. Richard has been with Equitable Advisors, LLC since 2024. Prior to that, he was with The O.N. Equity Sales Company from 2002-2024 and Park Avenue Securities LLC from 1999-2002. Richard specializes in providing financial planning, portfolio management, and insurance services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/31/2024 - Present
Equitable Advisors, LLC (GREEN BAY WI)
WI
12/18/2002 - 02/06/2024
THE O.N. EQUITY SALES COMPANY (GREEN BAY WI)
NY
05/03/1999 - 12/20/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
03/29/1995 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 09/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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