Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Silvia is an investment professional with over 20 years of experience in the financial services industry. Richard has a broad range of experience in both the brokerage and investment advisory fields. Richard is registered to offer securities and investment advisory services in 28 states. Richard is currently employed by Oppenheimer & Co. Inc., and provides services to individuals, corporations, high-net-worth clients, retirement plans, and pooled investment vehicles. Richard has previously held roles at Wells Fargo Clearing Services, LLC and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
11/20/2017 - Present
Oppenheimer & Co. Inc. (JERICHO NY)
NY
01/30/2009 - 11/28/2017
WELLS FARGO CLEARING SERVICES, LLC (GARDEN CITY NY)
NY
04/02/2007 - 02/05/2009
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
06/09/2000 - 04/02/2007
MORGAN STANLEY DW INC. (GARDEN CITY NY)
BOTH
Issued 08/17/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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