linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Joseph Seman

Sunbelt Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Joseph Seman

Richard Seman is a financial advisor with Sunbelt Securities, Inc. based in Dallas, Texas. He has over 50 years of experience in the industry and is registered with the state of Texas and other states, including Arizona, Georgia, Indiana, New York, and Ohio. His experience includes working with a variety of clients, including individuals, corporations, and charitable organizations. Richard Seman specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Richard Seman is currently registered with Sunbelt Securities, Inc.. Sunbelt Securities, Inc. is a corporation headquartered in Houston, Texas, that provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They offer portfolio management, financial planning, and selection of other advisors. The firm is registered with the SEC and has a total of $1.91 billion in regulatory assets under management.
Sunbelt Securities, Inc.

2700 POST OAK BLVD STE 1700

HOUSTON, TX 77056

$1.91B

Assets Under Management

1

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Seman’s Registration & Firm History

TX

08/08/2017 - Present

Sunbelt Securities, Inc. (Dallas TX)

TX

05/18/1995 - 08/03/2017

WFG INVESTMENTS, INC. (Dallas TX)

TX

06/17/1987 - 05/18/1995

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

NA

01/31/1980 - 06/23/1987

PAINEWEBBER INCORPORATED

NA

07/14/1972 - 01/31/1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Not sure if Richard Joseph Seman is right for you?

Licenses & Designations

BC

Issued 04/17/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/1977

PC - AMEX Put and Call Exam

BC

Issued 07/08/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Joseph Seman.
Not sure if Richard Joseph Seman is right for you?