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Richard Joseph Sanfratello

Prairie Capital Markets, LLC

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About Richard Joseph Sanfratello

Richard Sanfratello is a financial professional with over 8 years of experience in the industry. Richard is currently registered with Prairie Capital Markets, LLC in Illinois. Richard has passed the Series 6, Series 63, Series 65 and SIE exams. Prior to joining Prairie Capital Markets, LLC, Richard was employed by ALLSTATE FINANCIAL SERVICES, LLC in Chicago, Illinois.

Firm Information

Richard Sanfratello is currently registered with Prairie Capital Markets, LLC. Prairie Capital Markets, LLC is a Limited Liability Company formed in July 2010. The firm is registered in Georgia, Illinois, Indiana, and Iowa and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Sanfratello’s Registration & Firm History

IL

02/25/2024 - Present

Prairie Capital Markets, LLC (OAKBROOK TERRACE IL)

IL

04/07/2014 - 10/31/2022

ALLSTATE FINANCIAL SERVICES, LLC (Chicago IL)

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Licenses & Designations

BC

Issued 05/03/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/20/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Joseph Sanfratello.
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