Unclaimed
Richard Sanfratello is a financial professional with over 8 years of experience in the industry. Richard is currently registered with Prairie Capital Markets, LLC in Illinois. Richard has passed the Series 6, Series 63, Series 65 and SIE exams. Prior to joining Prairie Capital Markets, LLC, Richard was employed by ALLSTATE FINANCIAL SERVICES, LLC in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/25/2024 - Present
Prairie Capital Markets, LLC (OAKBROOK TERRACE IL)
IL
04/07/2014 - 10/31/2022
ALLSTATE FINANCIAL SERVICES, LLC (Chicago IL)
BC
Issued 05/03/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Sanfratello is the right advisor for you? Invested Better is here to help.