Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Salerno is a financial advisor with over 30 years of experience in the financial services industry. Richard currently works at Stifel, Nicolaus & Company, Inc. in Shrewsbury, NJ. Prior to joining Stifel, Richard was employed at Wells Fargo Clearing Services, LLC and Morgan Stanley. Richard has a Series 6, 7, 31, and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/07/2023 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
NJ
05/10/2013 - 07/18/2023
WELLS FARGO CLEARING SERVICES, LLC (RED BANK NJ)
NJ
06/01/2009 - 06/07/2013
MORGAN STANLEY (RED BANK NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
06/05/2001 - 04/02/2007
MORGAN STANLEY DW INC. (RED BANK NJ)
MA
02/17/1992 - 05/25/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/17/1992 - 05/25/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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