Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Petso is a financial advisor with over 40 years of experience in the financial services industry. Richard currently works with Modern Wealth Management, LLC. He holds a Series 66 license which is a combined state law exam and the Series 3, 5, and 7 licenses. Richard's previous employers include Cambridge Investment Research, Inc., UBS Financial Services Inc., and Piper Jaffray & Co. He is registered to provide investment advice in 13 states and is a licensed independent insurance agent in Idaho. Richard is a financial advisor with expertise in portfolio management for individuals, financial planning, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
10/21/2024 - Present
Modern Wealth Management, LLC (LENEXA KS)
ID
10/05/2007 - 12/31/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (BOISE ID)
ID
08/12/2006 - 10/16/2007
UBS FINANCIAL SERVICES INC. (BOISE ID)
ID
05/01/1979 - 08/12/2006
PIPER JAFFRAY & CO. (BOISE ID)
BOTH
Issued 04/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1983
Series 3 - National Commodity Futures Examination
BC
Issued 02/06/1982
Series 5 - Interest Rate Options Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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