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Richard Joseph Perlongo

Spartan Capital Securities, LLC

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About Richard Joseph Perlongo

Richard Joseph Perlongo is a financial professional with over 17 years of experience in the securities industry. Richard is currently registered with Spartan Capital Securities, LLC and is licensed in 34 states. His previous experience includes positions at Worden Capital Management LLC, Legend Securities, Inc., Joseph Gunnar & Co. LLC, Brookstone Securities, Inc., J.P. Turner & Company, L.L.C., National Securities Corporation, Meyers Associates, L.P., and Joseph Stevens & Company, Inc. Richard holds the Series 7, Series 63 and SIE licenses.

Firm Information

Richard Perlongo is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Perlongo’s Registration & Firm History

NY

08/15/2017 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

11/04/2016 - 09/07/2017

WORDEN CAPITAL MANAGEMENT LLC (New York NY)

NY

08/23/2013 - 11/09/2016

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

06/21/2012 - 08/30/2013

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

NY

11/18/2009 - 06/22/2012

BROOKSTONE SECURITIES, INC. (STATEN ISLAND NY)

NY

04/15/2009 - 11/09/2009

J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)

NY

11/09/2006 - 05/08/2009

NATIONAL SECURITIES CORPORATION (STATEN ISLAND NY)

NY

09/27/2006 - 11/03/2006

MEYERS ASSOCIATES, L.P. (NEW YORK NY)

NY

03/20/2006 - 09/22/2006

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

06/01/2005 - 03/06/2006

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 07/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Richard Joseph Perlongo. Review regulatory record here.
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