Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Paone is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Vienna Capital Partners LLC and is licensed to provide investment advice in New York. Richard has a broad range of experience, including working at John Thomas Financial, Newport Coast Securities, Inc., LT Lawrence & Co., Inc., Bishop, Rosen & Co., Inc., Coleman & Company Securities, Inc., Weatherly Securities Corporation, and Henry Ansbacher Inc. Richard holds several professional licenses, including Series 7, Series 22, Series 62, Series 79, Series 82TO, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/30/2023 - Present
Vienna Capital Partners LLC (NEW YORK NY)
NY
08/16/2010 - 12/02/2011
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
09/10/2008 - 08/25/2010
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
NY
11/27/1995 - 10/26/1998
LT LAWRENCE & CO., INC. (NEW YORK NY)
NY
05/10/1995 - 09/11/1995
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
11/16/1994 - 05/11/1995
COLEMAN & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
04/01/1993 - 02/09/1994
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NA
07/23/1990 - 06/26/1991
HENRY ANSBACHER INC.
BC
Issued 08/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/1996
Series 24 - General Securities Principal Examination
BC
Issued 08/30/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/05/2008
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/15/2008
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/02/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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