Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pakes is a financial advisor with over 24 years of experience in the industry. Richard is currently registered with LPL Financial LLC and provides financial advice to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans, and other investment advisors. Richard's previous experience includes working at WELLS FARGO CLEARING SERVICES, LLC. Richard is a Series 7, Series 63, and Series 65 licensed professional. Richard's areas of expertise include financial planning, portfolio management, and consulting. Richard is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/11/2021 - Present
LPL Financial LLC (SANTA BARBARA CA)
CA
10/28/1997 - 02/16/2021
WELLS FARGO CLEARING SERVICES, LLC (SANTA BARBARA CA)
IA
Issued 06/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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