Unclaimed
Richard Joseph Naylor is a financial advisor with State Farm VP Management Corp. Richard has been in the industry since 1989, and has held previous roles with Park Avenue Securities LLC, Guardian Investor Services Corporation, MML Investors Services, Inc., G. R. Phelps & Co., Inc., and Pruco Securities Corporation. Richard is licensed in New York and holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/20/2018 - Present
State Farm VP Management Corp. (ROCHESTER NY)
IL
12/09/2002 - 12/31/2016
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
05/03/1999 - 09/18/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/15/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
03/01/1996 - 05/01/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
01/29/1988 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
03/17/1987 - 02/09/1988
PRUCO SECURITIES CORPORATION
BC
Issued 05/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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