Unclaimed
Richard Mussell is a financial advisor registered with Cetera Investment Advisers LLC in Anoka, Minnesota. Richard has been in the financial industry since December 14, 1969 and has been registered with Cetera Investment Advisers LLC since June 29, 2023. Richard is also registered with the state of Minnesota as an Investment Adviser Representative. Richard has passed the Series 63, Series 65, Series 7TO, Series 1 and SIE examinations. He is also registered with the states of California, Florida, Oklahoma, and Wisconsin. Richard is affiliated with Voya Financial Advisors, Inc. and Cetera Advisor Networks LLC in the past. Richard also works as an independent insurance agent. He offers a variety of services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (ANOKA MN)
MN
12/15/1969 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (ANOKA MN)
IA
Issued 04/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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