Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Munoz is a financial professional with over 10 years of experience in the securities industry. Richard has a Series 7, Series 24, and Series 14 licenses and is currently registered with CCO Capital, LLC. Richard holds a SIE license as well. Prior to joining CCO Capital, LLC, Richard was with O'NEIL SECURITIES, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/20/2018 - Present
CCO Capital, LLC (Los Angeles CA)
CA
11/05/2012 - 06/04/2018
O'NEIL SECURITIES, INCORPORATED (LOS ANGELES CA)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/25/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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