Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mullaney is a financial advisor based in Queenstown, MD. He has been in the industry since 2001 and is currently registered with Osaic Wealth, Inc. Prior to joining Osaic Wealth, Inc., Richard was a financial advisor with Securities America, Inc. and CBIZ Financial Solutions, Inc. Richard is a Series 6, 7, 63 and 65 licensed advisor and holds the SIE designation. Richard has a diverse client base, including high-net-worth individuals, families, and businesses. He provides a range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
06/20/2024 - Present
Osaic Wealth, Inc. (QUEENSTOWN MD)
MD
05/14/2019 - 06/14/2024
SECURITIES AMERICA, INC. (QUEENSTOWN MD)
MD
06/21/2002 - 05/24/2019
CBIZ FINANCIAL SOLUTIONS, INC. (EASTON MD)
OH
03/05/2002 - 07/08/2002
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
OH
08/21/2000 - 09/24/2001
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
IA
Issued 12/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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