Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Milliard is a financial advisor currently registered with Benjamin F. Edwards & Company, Inc.. Richard has been in the securities industry since 1992. Richard has been with Benjamin F. Edwards & Company, Inc. since 2015. Prior to that, Richard worked at WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., CHARLES SCHWAB & CO., INC., NYLIFE DISTRIBUTORS INC., NYLIFE SECURITIES INC., MANEQUITY, INC., SMITH BARNEY INC., FIRST UNION BROKERAGE SERVICES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard holds the following licenses: Series 63, Series 7, and SIE. Richard specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
02/09/2015 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
FL
01/01/2008 - 01/20/2015
WELLS FARGO ADVISORS, LLC (MELBOURNE FL)
FL
03/09/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MELBOURNE FL)
FL
10/01/2002 - 03/16/2007
CHARLES SCHWAB & CO., INC. (MELBORNE FL)
MO
06/05/2000 - 09/18/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
04/22/1999 - 06/26/2000
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NY
05/16/1998 - 04/23/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
10/02/1995 - 01/22/1998
MANEQUITY, INC. (BOSTON MA)
NY
07/23/1994 - 09/21/1995
SMITH BARNEY INC. (NEW YORK NY)
NC
08/06/1993 - 07/11/1994
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/04/1992 - 08/11/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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