Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Joseph Marvray is a financial professional with over two years of experience in the financial services industry. Richard is currently registered with Vanguard Marketing Corp. and holds licenses in Series 7TO, Series 63, Series 66, and SIE. Richard has previously been employed by J.P. Morgan Securities LLC and Robinhood Financial, LLC. Richard is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
01/30/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
10/13/2022 - 09/07/2023
J.P. MORGAN SECURITIES LLC (Tempe AZ)
AZ
11/30/2021 - 08/09/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
10/01/2020 - 12/03/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 12/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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