Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Maher is a financial professional with over 35 years of experience in the financial services industry. Richard holds the Series 7, Series 6, and SIE licenses. He is currently registered with Nylife Securities LLC and has been with the firm since November 2000. Previously, Richard worked at BEAR, STEARNS & CO. INC. from 1986 to 1992. Richard has a long and successful career in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/02/2000 - Present
Nylife Securities LLC (DALLAS TX)
NA
10/22/1986 - 01/06/1992
BEAR, STEARNS & CO. INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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