Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Locicero is a financial professional with over 20 years of experience in the financial services industry. He has been registered with the Securities and Exchange Commission since 1991 and currently holds Series 6 and 63 licenses. Richard is a Chartered Financial Consultant and is registered to provide investment advice in Connecticut, New Jersey, and New York. Richard is currently affiliated with State Farm Investment Management Corp. and has previously been affiliated with NYLIFE SECURITIES INC. and MML INVESTORS SERVICES, INC. Richard provides portfolio management for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CT
08/05/2021 - Present
State Farm Investment Management Corp. (Stratford CT)
NA
04/07/1992 - 08/17/1992
NYLIFE SECURITIES INC.
NA
11/18/1991 - 02/28/1992
MML INVESTORS SERVICES, INC.
BC
Issued 05/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Locicero is the right advisor for you? Invested Better is here to help.
