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Richard Joseph Kradjel

SG Americas Securities, LLC

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About Richard Joseph Kradjel

Richard Kradjel is a financial professional with over 30 years of experience in the industry. Richard is currently registered with SG Americas Securities, LLC in New York, NY. Richard has previously held positions at Jefferies & Company, Inc., Lazard Freres & Co. LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Credit Suisse First Boston Corporation, Salomon Smith Barney Inc. and Salomon Brothers Inc.

Firm Information

Richard Kradjel is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Kradjel’s Registration & Firm History

NY

09/29/2010 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

04/16/2009 - 09/23/2010

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

06/03/2002 - 04/17/2009

LAZARD FRERES & CO. LLC (NEW YORK NY)

NJ

11/03/2000 - 04/29/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

03/02/2000 - 04/29/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

11/28/1997 - 03/16/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

04/25/1996 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

MD

09/12/1989 - 04/24/1996

BT SECURITIES CORPORATION (BALTIMORE MD)

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Licenses & Designations

BC

Issued 08/22/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Joseph Kradjel.
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