Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Harwood is a financial advisor who has been working in the industry since April 1990. Richard is currently registered with MML Investors Services, LLC and has been with the firm since March 2017. Previously, Richard worked with MSI Financial Services, Inc., New England Securities, Signator Investors, Inc., Park Avenue Securities LLC, MetLife Securities Inc. and Metropolitan Life Insurance Company. Richard is registered with the following states: Arizona, California, Connecticut, Delaware, Florida, Maine, Maryland, Massachusetts, Michigan, Montana, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania and Rhode Island. Richard holds the following licenses and registrations: Series 6, Series 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (WALPOLE MA)
MA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WALPOLE MA)
MA
07/10/2013 - 01/02/2015
NEW ENGLAND SECURITIES (WALPOLE MA)
MA
03/13/2009 - 07/10/2013
SIGNATOR INVESTORS, INC. (WALPOLE MA)
MA
01/29/2008 - 03/26/2009
PARK AVENUE SECURITIES LLC (HINGHAM MA)
MA
04/18/1990 - 01/28/2008
METLIFE SECURITIES INC. (NORWOOD MA)
MA
04/18/1990 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PLAINVILLE MA)
BC
Issued 10/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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