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Richard Joseph Gingerelli

APW Capital, Inc.

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About Richard Joseph Gingerelli

Richard Gingerelli is a financial advisor currently registered with Apw Capital, Inc.. Richard Gingerelli has over 20 years of experience in the financial services industry. Richard Gingerelli has been associated with several firms including Pruco Securities, LLC., Metlife Securities Inc., Pershing Advisor Solutions LLC, Tower Square Securities, Inc., New England Securities, Walnut Street Securities, Inc., Metropolitan Life Insurance Company, Nathan & Lewis Securities, Inc., CSFBDIRECT, INC. and Fleet Brokerage Securities, Inc.. Richard Gingerelli holds FINRA Series 7, 63, and 24 registrations. Richard Gingerelli is licensed to provide financial advice in New Jersey.

Firm Information

Richard Gingerelli is currently registered with APW Capital, Inc.. APW Capital, Inc. is a corporation formed in July 1997 and registered in all 50 U.S. states and the District of Columbia. It is SEC-registered and has been involved in two regulatory events and one arbitration matter.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Gingerelli’s Registration & Firm History

NJ

10/09/2018 - Present

APW Capital, Inc. (ROCKAWAY NJ)

NJ

04/07/2015 - 10/13/2016

PRUCO SECURITIES, LLC. (ISELIN NJ)

MA

10/11/2010 - 12/23/2014

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NJ

05/15/2007 - 06/16/2010

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

NJ

11/01/2005 - 05/09/2007

TOWER SQUARE SECURITIES, INC. (ISELIN NJ)

NJ

10/14/2002 - 05/09/2007

NEW ENGLAND SECURITIES (ISELIN NJ)

NJ

10/11/2002 - 05/09/2007

WALNUT STREET SECURITIES, INC. (ISELIN NJ)

NJ

01/16/2002 - 05/09/2007

METLIFE SECURITIES INC. (ISELIN NJ)

NJ

01/16/2002 - 05/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)

NY

10/11/2002 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NJ

09/19/1997 - 05/15/2001

CSFBDIRECT, INC. (JERSEY CITY NJ)

NY

06/20/1994 - 09/17/1997

FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/13/2016

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Joseph Gingerelli.
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