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Richard Joseph Furlong

SG Americas Securities, LLC

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About Richard Joseph Furlong

Richard Joseph Furlong is a financial professional with over 15 years of experience in the financial services industry. Richard is currently registered with SG Americas Securities, LLC, and is licensed to provide securities and investment advisory services to clients in all 50 states. Richard has a strong background in fixed income and high yield trading. Prior to joining SG Americas Securities, LLC, Richard worked at Cantor Fitzgerald & Co. and C. L. King & Associates, Inc. Richard's extensive experience gives him a deep understanding of the financial markets and the ability to provide clients with personalized investment advice.

Firm Information

Richard Furlong is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Furlong’s Registration & Firm History

NY

05/02/2018 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

01/19/2016 - 06/15/2017

CANTOR FITZGERALD & CO. (NEW YORK NY)

NJ

02/04/2013 - 05/20/2014

C. L. KING & ASSOCIATES, INC. (HOBOKEN NJ)

CT

08/25/2008 - 09/13/2012

JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)

CT

08/18/2008 - 09/13/2012

JEFFERIES & COMPANY, INC. (STAMFORD CT)

NY

05/15/2002 - 06/12/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Joseph Furlong.
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