Unclaimed
Richard Joseph Fisher is a financial advisor associated with LPL Financial LLC. Richard has been in the industry since 2020 and is currently registered with the state of Oregon as an investment advisor representative. Richard holds Series 7TO, Series 66, and SIE licenses, which are required for a broker to sell securities in the United States. LPL Financial LLC is a large financial services firm offering a variety of services, including investment advising and financial planning. Richard is registered to provide advisory services in Oregon, Alaska, Arizona, California, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
07/10/2020 - Present
LPL Financial LLC (EUGENE OR)
BOTH
Issued 07/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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