Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Enna is a financial professional with over 30 years of experience in the securities industry. Richard is registered with Eagle Strategies LLC and has been active in the industry since 1991. Richard holds licenses in several states, including Kansas, Texas, California, and Florida. Richard's experience includes portfolio management for individuals, financial planning, and educational seminars. Richard's current employment is with Eagle Strategies LLC, where he provides advisory services to individuals and organizations. Richard's expertise in the financial services industry makes him a valuable resource for clients seeking financial guidance and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
02/13/2019 - Present
Eagle Strategies LLC (OVERLAND PARK KS)
CA
01/06/1995 - 03/13/1995
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
05/20/1993 - 01/17/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
TX
07/25/1991 - 05/18/1993
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 07/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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