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Richard Joseph Drier

Rabo Securities USA, Inc.

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About Richard Joseph Drier

Richard Drier is a financial professional with Rabo Securities USA, Inc. Richard holds the Series 79TO and SIE exams, both for the Broker-Dealer industry. Richard began working with Rabo Securities USA, Inc. on January 19, 2023.

Firm Information

Richard Drier is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Drier’s Registration & Firm History

NY

01/19/2023 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/19/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/22/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Joseph Drier.
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