Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dowdle is a financial advisor currently working for LPL Financial LLC. Richard has been in the financial industry since 1990. Richard holds multiple licenses, including the Series 63, Series 26, Series 7TO, Series 6, and the SIE. Richard has previous experience at Ohio National Equities, Inc., Capital Brokerage Corporation, Forth Financial Securities, Corporation, and RBH Equities, Inc. Richard is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/15/2019 - Present
LPL Financial LLC (CHICAGO IL)
OH
03/15/1998 - 10/10/2018
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
VA
12/01/1997 - 02/24/1998
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
02/08/1991 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
IL
05/04/1989 - 10/11/1990
RBH EQUITIES, INC. (CHICAGO IL)
BC
Issued 06/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/04/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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