Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dellarusso is a registered representative with UBS Financial Services Inc., based in New York, New York. Richard has been working in the financial industry since December 2, 1991. Richard has a strong background in providing financial advice to individuals and corporations. Richard holds Series 7, Series 63, and Series 66 licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Richard is also registered in 52 states and is a member of the Board of Directors of Portfolios with Purpose.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/01/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/16/2008 - 12/21/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/12/1999 - 09/19/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
RI
03/31/1992 - 02/11/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
06/21/1990 - 10/17/1990
NEW ENGLAND DISCOUNT BROKERAGE, INC.
BOTH
Issued 11/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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