Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Curley is a financial advisor currently registered with Cambridge Investment Research Advisors, Inc. Richard has been in the industry since 1981 and has held several previous positions at other firms. Richard's primary office is located in Boca Raton, Florida. Richard offers a variety of financial services, including financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management for businesses and individuals. Richard has a total of 14 active licenses in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
12/06/2013 - Present
Cambridge Investment Research Advisors, Inc. (BOCA RATON FL)
IL
07/09/2012 - 06/03/2013
WORLD EQUITY GROUP, INC. (SCHAUMBURG IL)
FL
03/03/2008 - 07/19/2010
CHICAGO INVESTMENT GROUP, LLC (BOCA RATON FL)
FL
06/02/2005 - 03/03/2008
SAMUEL A RAMIREZ & CO., INC. (PALM BEACH FL)
NY
07/21/2004 - 05/06/2005
WHITAKER SECURITIES LLC (NEW YORK NY)
FL
04/22/2003 - 06/02/2004
NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)
NJ
02/21/2002 - 05/05/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
01/02/2002 - 03/04/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
10/16/2000 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
FL
12/08/1998 - 11/02/2000
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
07/12/1995 - 12/02/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
03/30/1992 - 07/03/1995
ALEX. BROWN & SONS INCORPORATED
NA
05/05/1988 - 04/24/1989
HARRY DOWNS & COMPANY, INC.
NA
07/13/1987 - 03/14/1988
MELLON FINANCIAL SERVICES CORPORATION
NA
12/12/1985 - 07/07/1986
AMERICAN SECURITIES CORPORATION
NA
06/11/1981 - 04/18/1984
ALEX. BROWN & SONS, INC.
NA
03/23/1981 - 05/20/1981
BEVILL, BRESLER & SCHULMAN INCORPORATED
NA
05/15/1972 - 04/14/1978
LEHMAN BROTHERS INCORPORATED
NA
10/06/1970 - 02/29/1972
E. F. HUTTON & COMPANY INC
IA
Issued 12/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/1999
Series 4 - Registered Options Principal Examination
BC
Issued 04/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 08/31/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1992
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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