Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cotter has been in the industry since May 6, 1987. Richard currently works for Dealerweb Inc. and is registered with FINRA and has a Series 27 license. Richard also holds SIE and Series 99TO licenses. Prior to Dealerweb Inc., Richard was registered with EXECUTION ACCESS, LLC and HILLIARD FARBER SECURITIES CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/19/1987 - Present
Dealerweb Inc. (Jersey City NJ)
NY
07/15/2021 - 11/28/2022
EXECUTION ACCESS, LLC (NEW YORK NY)
NY
05/07/1987 - 09/09/2010
HILLIARD FARBER SECURITIES CORP. (NEW YORK NY)
BC
Issued 01/14/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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