Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Clifford has over 34 years of experience in the financial services industry. Richard is a Registered Representative with LPL Financial LLC, a financial advisor firm with over $50 billion in assets under management. Richard provides financial planning, portfolio management and other advisory services for individuals, businesses, and trusts. Richard is a Certified Financial Planner™ professional. Prior to joining LPL Financial, Richard has held various positions at other firms, including Lincoln Financial Securities Corporation, Financial Network Investment Corporation, Princor Financial Services Corporation, 1717 Capital Management Company, BMA Financial Services, Inc., Penn Mutual Equity Services, Inc. and PML Securities Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
05/16/2024 - Present
LPL Financial LLC (Warminster PA)
PA
11/05/2012 - 05/16/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (WARMINSTER PA)
NJ
06/07/2008 - 11/16/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (MT LAUREL NJ)
NJ
02/26/2003 - 06/06/2008
PRINCOR FINANCIAL SERVICES CORPORATION (MARLTON NJ)
DE
04/01/1993 - 03/07/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MO
11/20/1992 - 04/05/1993
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
PA
08/12/1991 - 11/05/1992
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
DE
10/20/1989 - 07/25/1991
PML SECURITIES COMPANY (NEWARK DE)
BC
Issued 11/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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