Verified
Richard Catanese is a financial advisor with Independence Square Holdings, LLC, an independent investment advisor firm. Richard has been a registered representative for over 20 years, and has experience in a variety of financial services, including investment advisory, brokerage, and insurance. Richard's experience includes working for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and LPL Financial LLC. Richard is dedicated to providing comprehensive financial advice and investment management services to his clients, and is committed to building long-term relationships based on trust and integrity. Richard holds the Series 7, Series 31, and Series 66 licenses and the SIE exam. In addition to his work with Independence Square Holdings, LLC, Richard is also a licensed agent for non-variable insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Cash management & mortgage services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
PA
01/16/2020 - Present
Independence Square Holdings, LLC (KING OF PRUSSIA PA)
PA
10/29/2003 - 04/25/2011
WELLS FARGO ADVISORS, LLC (PLYMOUTH MEETING PA)
NY
08/09/2000 - 10/29/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/24/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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