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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Calhoun has been in the financial services industry since 1993. Richard is currently registered as a Registered Representative with Wells Fargo Advisors Financial Network, LLC and as an Investment Adviser Representative with Naples Wealth Planning. Richard's experience includes roles with firms such as Laidlaw & Company (UK) Ltd., Pershing Advisor Solutions LLC, and Citigroup Global Markets Inc. Richard holds the Series 3, 7, 8, 9, 10, 63, and 65 licenses. Richard is a member of the board of directors and treasurer of the Maxwell Football Club. Richard provides a wide range of financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
10/09/2024 - Present
Wells Fargo Advisors Financial Network, LLC (WILMINGTON DE)
NY
09/09/2019 - 03/18/2024
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NJ
06/18/2019 - 09/09/2019
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
MD
04/18/2008 - 05/03/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BETHESDA MD)
FL
06/29/1998 - 12/10/2007
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
MD
04/19/1996 - 06/30/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
04/06/1993 - 04/29/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 3 - National Commodity Futures Examination
BC
Issued 04/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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