Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Joseph Brizzolara is a financial advisor in Cincinnati, OH. Richard Brizzolara has been in the financial services industry for over 40 years. Currently, Richard Brizzolara is registered with Ameriprise Financial Services, LLC. Previously, Richard Brizzolara was registered with Raymond James & Associates, INC., MORGAN KEEGAN & COMPANY, INC., UBS FINANCIAL SERVICES INC., SALOMON SMITH BARNEY INC., and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
09/29/2016 - Present
Ameriprise Financial Services, LLC (Cincinnati OH)
KY
02/13/2013 - 09/30/2016
RAYMOND JAMES & ASSOCIATES, INC. (COVINGTON KY)
KY
08/04/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (COVINGTON KY)
OH
12/14/2001 - 08/16/2006
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
NY
07/31/1993 - 12/20/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/13/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
BC
Issued 04/20/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/07/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1983
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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