Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Appaluccio is a financial advisor with Procyon Advisors, LLC and has been in the industry since 1992. Richard specializes in providing financial planning, pension consulting and selection of other advisors to clients. Richard is registered with the state of New Jersey as an Investment Advisor Representative and is a Series 7, Series 63 and Series 65 licensed representative. Richard has also previously been employed by UBS Financial Services Inc., Prudential Investment Management Services LLC, AllianceBernstein Investment Research and Management, Inc., New England Securities and Hibbard Brown & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
06/25/2020 - Present
Procyon Advisors, LLC (Little Falls NJ)
CT
05/15/2012 - 06/13/2017
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NJ
01/23/2006 - 05/21/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
TN
02/05/1996 - 09/15/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
07/28/1994 - 10/17/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
09/01/1992 - 03/08/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 04/04/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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