Unclaimed
Richard Aguiar is a financial professional with over 6 years of experience in the securities industry. Richard is currently registered with Icapital Markets LLC in Boston, Massachusetts. Prior to joining Icapital Markets LLC, Richard worked at ICAPITAL SECURITIES, LLC in New York, New York, and GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. in Boston, Massachusetts. Richard holds FINRA Series 7, Series 63, and SIE licenses. Richard has a strong track record of success in helping clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/30/2023 - Present
Icapital Markets LLC (Boston MA)
NY
10/05/2020 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
MA
05/30/2017 - 01/02/2020
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 07/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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