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Richard Joseph Aguiar

Icapital Markets LLC

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About Richard Joseph Aguiar

Richard Aguiar is a financial professional with over 6 years of experience in the securities industry. Richard is currently registered with Icapital Markets LLC in Boston, Massachusetts. Prior to joining Icapital Markets LLC, Richard worked at ICAPITAL SECURITIES, LLC in New York, New York, and GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. in Boston, Massachusetts. Richard holds FINRA Series 7, Series 63, and SIE licenses. Richard has a strong track record of success in helping clients meet their financial goals.

Firm Information

Richard Aguiar is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Aguiar’s Registration & Firm History

MA

11/30/2023 - Present

Icapital Markets LLC (Boston MA)

NY

10/05/2020 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

MA

05/30/2017 - 01/02/2020

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 07/31/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Joseph Aguiar.
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