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Richard Jon Wilcox

Osaic Institutions, Inc.

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About Richard Jon Wilcox

Richard Wilcox is an investment advisor representative with Osaic Institutions, Inc. Richard is a Certified Financial Planner and has been active in the industry since March 2021. Richard has earned a variety of securities licenses and designations, including a Series 7TO, Series 66, and SIE. Richard holds current registrations in Arizona, Delaware, Kentucky, North Carolina, North Dakota, South Carolina, South Dakota, and Virginia. Richard provides advisory services such as financial planning, pension consulting, educational seminars, portfolio management for individuals, and selection of other advisors. Richard is also a part of the Financial Advisor Referral Program at Southern Bank and Trust.

Firm Information

Richard Wilcox is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Wilcox’s Registration & Firm History

VA

03/18/2021 - Present

Osaic Institutions, Inc. (Chesapeake VA)

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Licenses & Designations

BOTH

Issued 03/10/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/16/2021

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2021

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Jon Wilcox.
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