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Richard Jon Shinder

BA Securities, LLC

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About Richard Jon Shinder

Richard Jon Shinder is a financial professional with over 25 years of experience in the financial services industry. Richard is currently registered with BA Securities, LLC in West Conshohocken, PA. Richard has held previous positions with Piper Sandler & Co., Perella Weinberg Partners LP, Goldman Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, The Blackstone Group L.P., and Lehman Brothers Inc. Richard holds the Series 7, Series 24, Series 63, and SIE licenses and is registered in California, Connecticut, New York, and Pennsylvania.

Firm Information

Richard Shinder is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Shinder’s Registration & Firm History

PA

07/02/2020 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

04/18/2016 - 03/23/2020

PIPER SANDLER & CO. (NEW YORK NY)

NY

06/01/2009 - 01/13/2014

PERELLA WEINBERG PARTNERS LP (NEW YORK NY)

NY

04/15/2008 - 05/12/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

04/13/2006 - 04/30/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/14/2000 - 04/05/2006

THE BLACKSTONE GROUP L.P. (NEW YORK NY)

NY

08/02/1993 - 03/17/2000

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

01/24/1990 - 08/12/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/08/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Jon Shinder.
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