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Richard Jon Immesberger

Tiaa-Cref Individual & Institutional Services, LLC

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About Richard Jon Immesberger

Richard Jon Immesberger is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC. Richard has been in the financial services industry since 2003. Richard is a registered representative with FINRA and holds a Series 7, Series 24, and Series 66 licenses. Richard has experience working with high-net-worth individuals, corporations and charitable organizations.

Firm Information

Richard Immesberger is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Richard Immesberger’s Registration & Firm History

NC

05/01/2023 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

IL

11/28/2018 - 09/17/2019

BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)

NJ

08/04/2011 - 07/13/2016

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NC

08/05/2003 - 08/21/2008

BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 03/04/2019

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/28/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/13/2016

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Jon Immesberger.
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