Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Zorena has been a registered representative since 1985 and is currently an active advisor with UBS Financial Services Inc. Richard has extensive experience, having previously worked with firms like Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, PaineWebber Incorporated, and First Jersey Securities, Inc.. Richard is a dedicated professional and is committed to providing personalized financial guidance to help clients achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
07/08/2015 - Present
UBS Financial Services Inc. (NEW HAVEN CT)
CT
02/21/2006 - 05/21/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
MD
09/08/1989 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
01/15/1986 - 10/17/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/05/1985 - 11/05/1985
FIRST JERSEY SECURITIES, INC.
IA
Issued 03/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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